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Account type

Wholesale client category

<li>I/We wish to be treated as a Wholesale Client under the Corporations Act 2001.</li>
<li>As a Wholesale Client, I/we will not be provided with the same documentation or protections as retail investors under the Corporations Act 2001. Accordingly, I/we will not receive Financial Services Guides, Statements of Advice or Records of Advice and may not be provided with regulated offer documents, such as a Product Disclosure Statement or Prospectus.</li>
<li>I/We will not have recourse or access to an external dispute resolution service, such as the Australian Financial Complaints Authority.</li>

I/We acknowledge and agree that:

Australian Wholesale Certification

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If you are a Personal applicant, at least one of the following criteria must be met:

If you are a Business Applicant and your business does not qualify under the Large Business Test, then you must qualify as a "Controlled Entity". As a Controlled Entity we need to assess all "Controlling Individuals" associated with the business. As a Controlled Entity, at least one of the following criteria must be met:

For details on "Controlled Entities", "Controlling Individuals" and how to define "Control" 

At least one of the following criteria must be met:

You must provide evidence that the business enterprise is not a small business. To meet this criterion,

By selecting this option, you are unable to access our futures platform. If you wish to submit the application as a Wholesale Client in the future, you will need to provide necessary evidence.

Please provide a copy of a certificate issued by a qualified accountant* (including ABN were applicable) within the preceding 6 months confirming that you meet at least one of the listed criteria.

*Qualified Accountant as defined by s88B of Corps Act (member of a specified professional body)

Please provide a copy of a professional investor certificate with evidence of at least one of the listed criteria selected.


If applying as a Related Body Corporate of a listed entity, please provide a chart that outlines the organisational structure, signed by a director with their director’s identification number.

Please provide a copy of a large business test certificate issued by a qualified accountant.

If applying as a Related Body Corporate, the Body Corporate that qualifies under the Large Business Test must provide the Large Business Test certificate and you must provide a chart that outlines the organisational structure, signed by a director with their director’s identification number.

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